Compliance and Risk Management

The Compliance and Risk Management team at Indosuez Wealth Management is responsible for ensuring that the company adheres to regulatory requirements and internal policies, while effectively managing potential risks. This includes overseeing compliance with financial regulations, conducting thorough KYC (Know Your Customer) processes, monitoring financial transactions for AML (Anti-Money Laundering) activities, and maintaining internal controls to safeguard the company's integrity and client assets. Their goal is to mitigate risks and ensure a secure and compliant operating environment across all global locations.