Marc Haber

Head Of Investor Services Inquiries And Examinations, Regulatory Compliance at Charles Schwab

Marc Haber is an experienced legal and compliance professional currently serving as the Head of Investor Services Inquiries and Examinations at Charles Schwab since June 2019. In this role, Marc leads a team responsible for managing regulatory compliance, overseeing investigations, and responding to numerous regulatory requests, including significant exams from the SEC and FINRA. Prior to this position, Marc held the role of Litigation Director at Sparer Law Group from 2005 to June 2019 and worked as an attorney at Howard, Rice, Nemerovsky, Canady, Falk & Rabkin from 1999 to 2004, as well as an associate at Kirkland & Ellis LLP from 1997 to 1998. Marc earned a Doctor of Law (JD) from the University of California, Berkeley - School of Law and holds a Bachelor's degree in Philosophy and Political Science from the University of California, Berkeley.

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