Aaron Somers has over 20 years of work experience in the financial industry. Their most recent role was as Vice President of Compliance at CIM Group, where they provided consultative expertise and guided various departments in compliance management. Prior to that, they held the position of Vice President at Advisor Group, where they led a team responsible for corporate messaging and communication. Aaron also worked as the Director of Compliance at Cole Capital, where they oversaw the review and regulatory filing of non-traded REIT communications. Aaron's earlier experience includes roles at United Planners Financial Services, Charles Schwab, ING Funds, SunAmerica Securities, and Prudential. Aaron has a strong background in compliance operations and has been invited to speak on industry-related topics at FINRA events.
Aaron Somers attended Arizona State University and earned a Bachelor of Science degree in Business Administration. Aaron also holds certifications in FINRA Series 7, 24, and 66.
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