Mark Wolfe

Deputy Chief Compliance Officer at Citadel Securities

Mark Wolfe has a diverse work experience in the field of compliance and regulatory affairs. Mark has recently worked as the Deputy Chief Compliance Officer at Citadel Securities since August 2021. Prior to this, they served as an Associate Director in the Division of Trading and Markets at the U.S. Securities and Exchange Commission from September 2018 to August 2021. Mark also worked at J.P. Morgan Securities LLC as an Executive Director in Equities Compliance from November 2012 to September 2018. Additionally, they held the position of Managing Director and Chief Compliance Officer at Leerink Swann from April 2012 to November 2012. Before that, they worked as the Director and Head of the Americas for Central Compliance Functions at Credit Suisse from June 2011 to April 2012. Mark also served as the Senior Managing Director of Regulatory Affairs and Compliance at FBR from June 2010 to June 2011. Earlier in their career, they held roles such as Executive Director at UBS Investment Bank from June 2007 to June 2010 and Assistant General Counsel for Regulatory Affairs at Etrade from October 2006 to May 2007. Mark Wolfe started their career at the U.S. Securities and Exchange Commission, where they served as Senior Counsel from April 2003 to September 2006 and as an Attorney from November 1999 to March 2003.

Mark Wolfe's education history includes a Bachelor of Arts degree in English/History from James Madison University. Additionally, they obtained a Juris Doctor (JD) degree from the University of Baltimore School of Law. Furthermore, they completed a Master of Arts degree in English Literature from the University of Maine. Detailed start and end years for each educational institution are not provided.



  • Deputy Chief Compliance Officer

    August, 2021 - present