Matthew Vaughn

Matthew Vaughn has a diverse work experience in the financial industry. Matthew started their career as a Managed Account Consultant at Sungard in 2002 and worked there until 2006. Matthew then joined NYSE Euronext as a Senior Investigator and later became Counsel/Director of Compliance, working until 2010. In 2011, they joined UBS Investment Bank as a Director, Equities Compliance Officer, leaving in 2013. Since 2013, Vaughn has been associated with Citadel Securities, where they have held various roles such as Co-Head of Equities Compliance, Head of Global Market Making Compliance, Chief Compliance Officer of Citadel Securities Canada, and currently serves as the Head of Systematic Trading Compliance and Associate General Counsel.

Matthew Vaughn attended the University of Illinois Urbana-Champaign from 1997 to 2001, where they obtained a degree in Finance (MIS). Matthew then went on to attend the Chicago-Kent College of Law, Illinois Institute of Technology from 2003 to 2007, earning a degree in Law (J.D.). Additionally, Matthew has obtained certifications including the Partners, Directors and Senior Officers (PDO) Course and Chief Compliance Officers (CCO) Course from IIROC (Investment Industry Regulatory Organization of Canada), as well as Series 7 and 24 certifications from the Financial Industry Regulatory Authority (FINRA).