Carolynn Rosse

Director Regulatory Compliance

Carolynn Rosse is the SVP and Chief Compliance Officer at Raymond James, where they oversee compliance for the bank, trust, and bank holding company. Previously, Rosse held roles at Citigroup, leading the Global Enterprise Compliance Program and managing the Regulation W program. Their experience also includes senior positions at Merrill Lynch, where they directed governance and compliance efforts within the U.S. Bank Group, and at Bristol-Myers Squibb, focusing on procurement processes. Rosse holds a BA in Economics and Accounting from Rutgers University and a BS in Computer Science from New York University.

Location

Tampa, United States

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