Compliance and Regulatory Team

The Compliance and Regulatory Team at ClearBridge Investments ensures the firm adheres to all regulatory requirements and internal policies while promoting ethical practices across the organization. This team conducts regular audits, implements compliance training, and monitors investment activities to mitigate risks and protect the interests of clients and stakeholders. By working closely with other departments, they foster a culture of compliance that supports ClearBridge’s commitment to integrity and long-term value creation.