Al Gilmore

Alan Gilmore is an experienced legal and compliance professional with a strong focus on the Financial Services industry. Since June 2013, Alan has served as Principal at The Gilmore Firm LLC, providing compliance consulting to SEC registered investment advisory firms and FINRA member broker-dealers. Additionally, since 2011, Alan has held the position of Chief Compliance Officer at Clearbrook Global Advisors, LLC, overseeing compliance and regulatory affairs for its subsidiaries. Prior to these roles, Alan was a Partner at Lynch, Osborne, Theivakumar, Gilmore & Durst, LLC, contributing to similar legal and compliance services. Alan's career began at Goldman Sachs, where significant responsibilities included compliance testing and branch office reviews within the Private Wealth Division. Alan holds a Doctor of Law (J.D.) from Rutgers Law School and a Bachelor of Arts (B.A.) in Economics from Dickinson College.