Julian Connelly

Head Of Investment Compliance at Close Brothers Asset Management

Julian Connelly has a diverse work experience spanning over several years. Julian started their career in 1987 as a Financial Services Officer with NatWest and then moved on to work as a Client Administrator and later as a Fund Administration Manager at Fleming Private Asset Management Limited. In 2000, they joined JPMorgan Chase as a Fund Administration Manager. From 2002 to 2010, they worked at Rothschild as an Assistant Director in Compliance. Julian then took on the role of Director of Administration at Eden Financial from 2010 to 2012. Julian's experience in compliance continued at Sarasin & Partners, where they held positions as the Funds Compliance Manager and Deputy Head of Compliance. In 2016, they worked at OLIM Ltd as the CF10 Compliance Oversight and CF11 MLRO. Currently, they are the Head of Investment Compliance at Close Brothers Asset Management. Throughout their career, Julian has demonstrated strong compliance skills, providing advice and support to various teams, improving processes and procedures, and mitigating regulatory risks.

Julian Connelly attended St. Olave's Grammar School from 1980 to 1987. Julian did not obtain any degree or pursue any specific field of study at this institution. Additionally, they obtained an Investment Advice Certificate from the Chartered Institute for Securities & Investment in 1998.

Links

Previous companies

Sarasin & Partners logo
Rothschild & Co logo

Timeline

  • Head Of Investment Compliance

    October, 2014 - present