Kevin Roach possesses extensive experience in compliance and financial services, currently serving as a Compliance Advisor specializing in Surveillance at Commonwealth Financial Network since February 2017. Previous roles include Compliance Analyst and Compliance Advisor with a focus on advertising review and compliance technology at the same organization. Prior to Commonwealth, Kevin held positions at LPL Financial as an Associate Analyst and at Pioneer Investments as a Senior Compliance Analyst and Compliance Analyst in broker-dealer settings. Early career experience includes roles at Computershare as a Quality Analyst and Processing Associate. Kevin holds dual Bachelor of Arts degrees in Psychology from the University of Massachusetts Dartmouth.
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