Tim Walls

Director Of RIA And DOL Compliance at Concourse Financial Group

Tim Walls is currently the Director of RIA and DOL Compliance at Concourse Financial Group. Previously, Tim held roles such as SR Compliance Officer at SA Stone Wealth Management Inc. and VP Compliance and Regulatory Risk at Regions Bank. Tim's experience also includes positions at ProEquities, Inc., Morgan Keegan & Co Inc, and AmSouth Bank. Tim obtained their Bachelor's degree in Business Administration and Management from Troy University.

Links

Previous companies

Regions logo
SA STONE WEALTH MANAGEMENT INC. logo

Peers

View in org chart

Timeline

  • Director Of RIA And DOL Compliance

    March, 2021 - present