Compliance Risk Concepts (CRC)
Julie Ivers is a seasoned compliance professional with extensive experience in the field. Currently at Compliance Risk Concepts since January 2023, Ivers has previously held significant roles including Compliance Manager and Relationship Manager at TownSquare Capital from January 2019 to December 2022. Prior experience includes serving as Judicial Assistant II at the State of Utah, where responsibilities included managing specialty court cases and ensuring accurate record-keeping of court hearings. The earlier career featured roles at Brigham Young University - Idaho as an Administrative Assistant and as a Case Worker Intern with the International Rescue Committee. Ivers holds a Bachelor of Arts in Political Science and Government from Brigham Young University - Idaho, earned between 2011 and 2016.
Compliance Risk Concepts (CRC)
To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals. We offer compliance consulting services in the following industries: Financial Services Anti-Corruption & Ethics Technology Industry Compliance Enterprise Compliance Risk Management Research Supervisory Analyst Expert Witness Service Financial Operational Principal Services With headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements. CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting