Sam Fleischman

Sam Fleischman is a seasoned regulatory compliance professional with extensive experience in the financial services industry. Currently serving as a Senior Regulatory Compliance Professional at Compliance Risk Concepts since March 2020, Fleischman specializes in Control Room and Information Barriers Compliance for Investment Banking. Previous roles include Director and Head of Americas Control Room at Credit Suisse, and Executive Director at UBS Investment Bank, where Fleischman led global compliance efforts. Additional experience includes positions at Donaldson, Lufkin & Jenrette, Citibank, NatWest, Bankers Trust, Drexel Burnham Lambert, and Shearson Lehman. Fleischman holds a B.S. in Marketing/Advertising from Indiana University - Kelley School of Business.