Colin Johnson

Colin Johnson is a seasoned compliance and operations professional currently serving as the MLRO and Compliance and Operations Manager at Dowgate Capital Limited since August 2017. With a strong foundation in developing risk-based compliance monitoring plans and providing compliance advice in retail Wealth Management, Colin has extensive experience in transaction monitoring and KYC reviews, as well as a solid background in regulatory developments such as MiFID II and MAR. Prior roles include adjudicator at the Financial Ombudsman Service, where Colin managed consumer complaints against FCA regulated firms, and a case handler at Lloyds Banking Group, focusing on client portfolio analysis and remediation. Colin also contributed to market segmentation strategies as a business development consultant at American Express. Colin holds a Bachelor's degree in Economics from Nottingham Trent University.