Grant Johnstone

Grant Johnstone serves as the Chief Compliance Officer and Chief Legal Officer for DPL. Johnstone worked as a Registered Representative and an Investment Advisor Representative for some of the top names in the industry before founding his own registered investment advisor (RIA) firm and FINRA member broker-dealer. Having built an RIA firm and a broker-dealer from the ground up, Johnstone has a practical first-hand appreciation for the compliance and legal challenges of advisors, their firms, and the financial services industry.