Samuel Lim

Samuel Lim, CFA has diverse work experience in various financial roles. Samuel is currently working as an Investment Monitoring Assistant Manager at Eastspring Investments, where they conduct pre and post-trade investment compliance monitoring and advises on investment guidelines. Prior to this, they were an Investment Monitoring Analyst at the same company.

Before joining Eastspring Investments, Samuel worked as an Equity Research Analyst at Platinum Securities Company Limited. Samuel also gained experience as an Investment Compliance Associate at Lion Global Investors Limited, where they focused on ensuring compliance with investment regulations.

Samuel has also worked in the banking sector. Samuel was a Product Controller at OCBC Bank, where they analyzed and reported on the Global Treasury Business Unit's profit and loss on a daily basis. Samuel also worked as a Wealth Finance Analyst at Barclays Wealth and Investment Management and as an FI Credit Product Control Analyst at Barclays Investment Bank.

During their early career, Samuel gained research experience as a Research Intern at the National University of Singapore Risk Management Institution. Samuel contributed to weekly credit briefs and conducted market monitoring using tools such as SQL, Matlab, and Bloomberg Terminal.

Samuel also has internship experience in compliance and tax roles. Samuel worked as a Compliance Intern at Food Empire Holdings Limited, where they assisted with financial policy and internal audit procedures. Samuel also gained tax-related experience as a Tax Intern at PwC, where they compiled tax data organizers for clients and assisted with the preparation of tax returns.

Overall, Samuel Lim, CFA has a strong background in investment monitoring, research, compliance, and finance roles.

Samuel Lim, CFA, pursued their education at the National University of Singapore from 2012 to 2016. Samuel obtained a Bachelor of Social Science with Honors, majoring in Economics. Additionally, in September 2019, they obtained the Chartered Financial Analyst (CFA) Charterholder certification from the CFA Institute.