LP

Laura Plourde

V.P. Compliance

Laura Plourde, CFP®, ChFC, CIS, CES, CFS, MSFS, MBA, is the Vice President of Compliance at Equity Services, Inc. They supervise compliance with SEC and FINRA regulations regarding e-communications and oversee multiple platforms to ensure efficiency and regulatory adherence. With a rich background in advertising compliance and financial advising, Laura previously held roles at Lincoln Financial Advisors and IDS/American Express Financial Advisors. They earned an MBA in Project Management from Ashford University and are currently pursuing further certifications in financial services and finance.

Location

West Charleston, United States

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