Laura Plourde, CFP®, ChFC, CIS, CES, CFS, MSFS, MBA, is the Vice President of Compliance at Equity Services, Inc. They supervise compliance with SEC and FINRA regulations regarding e-communications and oversee multiple platforms to ensure efficiency and regulatory adherence. With a rich background in advertising compliance and financial advising, Laura previously held roles at Lincoln Financial Advisors and IDS/American Express Financial Advisors. They earned an MBA in Project Management from Ashford University and are currently pursuing further certifications in financial services and finance.
This person is not in the org chart
This person is not in any teams
This person is not in any offices