Joe Schifano

Global Head of Regulatory Affairs at Eventus Systems

Joe Schifano has extensive work experience in regulatory affairs and compliance in the financial industry. Joe is currently the Global Head of Regulatory Affairs at Eventus since 2020. Prior to that, they worked at Tower Research Capital, where they held multiple roles, including Deputy General Counsel - Global CCO from 2018 to 2020, and Head of Americas Compliance, CCO from 2016 to 2018. Before joining Tower Research Capital, Joe worked at Intercontinental Exchange as Vice President, US Markets - Legal from 2013 to 2014. Joe also has experience at Barclays Capital as Director, Equities Supervision - Americas from 2011 to 2012. Joe's earlier career includes various roles at UBS Securities, LLC, where they served as Regulatory Attorney, Head of Customer Service, Regulatory Affairs Officer, and Trading Liaison from 2000 to 2011. Overall, Joe has demonstrated expertise in compliance, regulatory affairs, and risk management within the financial industry.

Joe Schifano earned a Bachelor of Science degree in Applied Social Science from Binghamton University, which they attended from 1985 to 1989. In 2004, they enrolled in New York Law School and obtained a Juris Doctor (JD) degree in Law, completing their studies in 2008. Additionally, in 2020, Joe briefly attended Yale University, although no specific degree or field of study is mentioned.


Previous companies

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  • Global Head of Regulatory Affairs

    July, 2020 - present

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