Jon Lembke

Jon Lembke is a seasoned compliance professional with extensive experience in market conduct examination and product marketing compliance. Currently serving as a Senior Market Conduct Examiner at Examination Resources, LLC since December 2022, Jon has previously worked as a Product Marketing Compliance Analyst for The Bancorp, where marketing compliance reviews of client-facing materials were conducted. Prior roles include a Business Analyst at U.S. Bank, focusing on compliance systems, and a Compliance Analyst at U.S. Bancorp Investments, Inc., conducting Compliance Quality Assurance audits. Jon also has significant experience at Ameriprise Financial, where responsibilities ranged from managing compliance initiatives to operational leadership, earning the 2008 Chairman's Award for Excellence for a successful law-monitoring process redesign. Educational credentials include an Associate of Science degree in Business, Hotel Management from National American University.