The Risk Management and Compliance team at Fidelity Canada ensures the company's adherence to regulatory requirements and mitigates financial, operational, and technological risks. The team conducts audits, manages compliance programs, and implements risk governance frameworks to protect the integrity of investment portfolios and safeguard the company's operations.
Jingjing Wang
Senior Specialist, Operational...
Jonathan Baldwin
Manager Investment Compliance
Jonathan Szeto
Business Technology Risk & Gov...
Karen Lee
Manager Risk Management
Neil Lu
Information Technology Audit M...
Rose Thiessen
Compliance Manager
Samuel Cheung
Senior Internal Auditor
Tiffany Kwok
Senior IT Auditor
Yan Cheng
Director, Risk Management
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