Fidelity
James Domino has over two decades of experience in risk management and operations, primarily at Fidelity Investments since January 2003, where current roles include Vice President of Credit Risk and Director of Risk Operations. Responsibilities encompass managing teams focused on risk assessments, regulatory control testing, and external audit engagements, including multiple SOC1 reports. Previous roles at Fidelity also involved supervisory control testing to ensure compliance with FINRA regulations, overseeing business continuity plans, and managing payroll operations. Prior to Fidelity, James worked as an Accounting Analyst at IBM, focusing on international assignee compliance. James holds a Bachelor of Science degree in Accounting and Management Information Systems from Penn State University.
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Fidelity
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Fidelity is a privately owned investment manager. It also provides IRAs, 401(k) rollovers, annuities, discount brokerage services, retirement services, estate planning, wealth management, securities execution and clearance, and life insurance services to its clients. Fidelity provides its services to individual investors, businesses, financial advisors, and institutions. It manages equity, fixed income, and balanced mutual funds. Fidelity invests in the public equity and fixed income markets across the globe. It conducts in-house research to make its investments. Fidelity operates as a subsidiary of FMR LLC. It began operation in 1946, with its headquarters in Boston in Massachusetts.