Steven Eng

Sr. Compliance Officer & Regulatory Affairs at Finalis

Steven Eng has a long and varied work experience. In 2021, they began working as a Sr. Compliance Officer & Regulatory Affairs for Finalis. In 2020, Steven was a VP of Capital Markets for S.C.E. Partners and an Advisor for Wellspring. From 2018 to 2020, Steven was a Compliance Officer for Glendale Securities, Inc., where they reviewed and oversaw day-to-day activities, headed the compliance of all Chinese companies, and managed onboarding of new employees, CRD management, and OBA approvals. From 2015 to 2018, Steven was a Lean Growth & Logistics Consultant for Barbell Apparel, where they secured logistic sourcing, manufacturing, and delivery of the product, made overseas trips to Mainland China, managed the supply chain pipeline, and appeared on ABC Shark Tank. From 2014 to 2015, Steven was a Senior Financial Advisor for Ameriprise Financial Services, Inc., where they handled personal finance with an emphasis on asset management. From 2013 to 2014, Steven was the Founder & CEO of English Beyond, originally Eng Careers, which connected qualified native English speakers in the US with high quality ESL schools in China. In 2013, Steven was a Sales Executive for Topocean. In 2012, Steven was a TEFL English Teacher for New Oriental Education & Technology Group.

Steven Eng has an education history that includes a Bachelor of Science (B.S.) from the University of Nevada, Reno, a Change Agent degree from Draper University, a PRE-MBA BOOTCAMP degree from China Europe International Business School (CEIBS), a Certificate of Chinese fluency from Southwest University for Nationalities, and being in the top 10% of their class at Las Vegas Academy. Steven also has additional certifications from FINRA, including Series 79TO (2019), SIE (2018), Series 24 (2018), Series 66 (2014), and Series 7 (2014). Steven also has a HSK Chinese fluency exam (2010), a Certified Insurance Consultant License (Life & Health), Individual, and a PADI Scuba Certified.

Links

Timeline

  • Sr. Compliance Officer & Regulatory Affairs

    April, 2021 - present

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