FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Non Profit

FINRA

Robert W. Cook

Anonymous

Julie Glynn

Tina Gubb

Aaron Poh

Timothy Thompson

Abby Slonecker

Anukool Rege

Jacqueline Perrell

Steven Price

Jennifer Keating

Omer Meisel

Demetrios Koutros

Samuel C. Rindell

Michael Solomon

Sarah Wallis

Karinya Verghese

Terrence Bohan

Jonathan S. Sokobin

Heather Seidel

Greg Ruppert

Maureen Delaney

Todd T. Diganci

Denise Dombay

Steven J. Randich

Rainia L. Washington

Robert L.D. Colby

Marcia E. Asquith

Governance and Compliance

Regulatory and Compliance Functions

Finance and Risk Management

Leadership Team

Regulatory and Compliance

Human Resources and Talent Management

Enterprise Technology Services

Legal and Compliance

Government Relations and External Affairs

Teams at FINRA

Governance and Compliance

Regulatory and Compliance Functions

Finance and Risk Management

Leadership Team

Regulatory and Compliance

Human Resources and Talent Management

Enterprise Technology Services

Legal and Compliance

Government Relations and External Affairs