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FINRA

17 followers

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FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Industries

Non Profit

Headquarters

Washington, United States

Employees

1,001-5,000

Links

Org chart

Robert W. Cook
President & CEO

Robert W. Cook

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Robert L.D. Colby
EVP & CLO
Steven J. Randich
EVP & CIO, Technology
Todd T. Diganci
EVP & CFO
Rainia L. Washington
EVP, CHRO
Jonathan S. Sokobin
EVP & Chief Economist
Denise Dombay
SVP & Chief Audit Executive
Maureen Delaney
SVP & Chief Hearing Officer
Heather Seidel
Chief Counsel
Karinya Verghese
VP & Chief of Staff, Enforcement
Jacqueline Perrell
SVP & Chief of Staff
Abby Slonecker
SVP & Chief of Staff
Marcia E. Asquith
EVP, Board & External Relations
Greg Ruppert
EVP, Member Supervision
Omer Meisel
EVP, Head of National Cause & Financial Crimes Detection Program
Timothy Thompson
SVP, Enterprise & Financial Solutions
Michael Solomon
EVP, Examinations & Membership Application Program
Sarah Wallis
SVP, Regulatory Operations Program Delivery
Steven Price
SVP, Market Investigations
Anukool Rege
SVP, Data Management & Governance Office
Tina Gubb
SVP, Enforcement Legal
Terrence Bohan
VP, Investigations
SR
Samuel C. Rindell
VP of Learning, Talent & Organizational Development
Demetrios Koutros
VP, Operations, Procedures & Standards
A
Anonymous
EVP, Market Regulation & Transparency Services

Board & advisors

Eric Noll
Chairperson
Deborah Bailey
Governor
Camille M. Busette
Governor
Samir M. Deshpande
Governor
Maureen Jensen
Governor
Moira A. Kilcoyne
Governor
Ethiopis Tafara
Governor
Linde Murphy
Governor
Wendy Lanton
Governor
Peggy Ho
Governor
James T. Crowley
Governor
PP
Penny Pennington
Governor
FA
Fabiola Arredondo
Governor
GS
Gus Sauter
Governor
DR
Derrick Roman
Governor
JV
John Vaccaro
Governor
JS
Jennifer Szaro
Governor
CA
Cyrus Amir-Mokri
Governor
ES
Eric Schimpf
Governor
ES
Eric Sirri
Governor

Teams

+11

Governance and Compliance

14 members

+11

Regulatory and Compliance Functions

14 members

+9

Finance and Risk Management

12 members

+7

Leadership Team

10 members

+7

Regulatory and Compliance

10 members

+4

Human Resources and Talent Management

7 members

Offices

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