Guotai Junan International Holdings Limited is an investment holding company principally engaged in financial businesses. The Company operates its business through six segments. The Brokerage segment is engaged in the provision of securities, futures, options and leveraged foreign exchange dealing, broking and insurance brokerage services to customers. The Corporate Finance segment is engaged in the provision of advisory services, placing and underwriting services of debt and equity securities. The Asset Management segment is engaged in fund management and the provision of investment advisory services. The Loans and Financing segment is engaged in the provision of margin financing and securities borrowing and lending to margin customers. The Investment Holding and Market Making segment is engaged in fund and equity investments. The Others segment mainly represents rental income and the provision of information channel services.

Finance

Guotai Junan International Holdings Ltd

Yim Fung

Zan Chan

Elton Ht Lau

Huan Shi Sho

Maggie Tong

Helen Yuan

Roy Lam

Ivan Mak (CFA, CPA, FRM)

Jaycee Chu Cpa, Cfa, Frm, Acca

Alex Lam

Tan Irene

Steven Fok

Joyce By H.

Douglas Wong Cams

Chris Z

Alex Lai

Jeffery Zhou

Chunli Zhan

The Compliance and Legal team at Guotai Junan International Holdings Ltd ensures that all company operations and transactions adhere to legal regulations and industry standards. They provide legal advice, manage regulatory compliance, develop risk management strategies, oversee financial crime prevention, and support corporate finance activities. The team also liaises with regulatory bodies, conducts internal audits, and implements company-wide compliance programs.

Compliance and Legal

Trading and Investment Team

Sales

Compliance and Legal

About

Team members

Other teams at Guotai Junan International Holdings Ltd

Trading and Investment Team

Sales