Tom Finch has a wealth of experience in compliance and risk management within the financial services industry. Tom has held various leadership positions at companies such as HBL Bank UK, True Potential LLP, LendInvest, CACEIS, HedgeServ, Royal London Asset Management, and Smith & Williamson. Tom has extensive experience in regulatory development, core compliance advisory, depositary services, and managing compliance monitoring teams. Tom has played key roles in implementing risk policies, conducting compliance monitoring, and providing regulatory advice and training. Tom has a strong educational background with a BSc in Management Science from Swansea University.
December, 2023 - present