Eric Field

Eric Field is a seasoned professional in risk and compliance with extensive experience across various financial sectors. As the Director of Risk and Compliance at Harris Williams since April 2021, Eric oversees compliance frameworks and strategies. Concurrently, as Co-Owner of SIE Professor since June 2019, Eric has developed high-quality study materials for the SIE Exam, available in both print and online formats. Previously, Eric held several significant roles, including Director of Capital Markets Compliance at Baird, where oversight of compliance activities across multiple financial divisions was managed. An experienced educator, Eric served as an Adjunct Professor at Carroll University and has a strong background in compliance roles at FBR Capital Markets and FINRA. Eric holds a Master of Science in Finance from The Johns Hopkins University - Carey Business School and a Bachelor of Science in Finance and Management from West Virginia University.