Claire Marie Gorman

Chief Compliance Officer at Hightower Advisors

Claire Marie Gorman has a diverse work experience spanning several industries. Claire Marie is currently serving as the Chief Compliance Officer at Hightower Advisors since 2022. Prior to this, Claire held the same position at Moneta Group from 2016 to 2022. During their time at Moneta Group, Claire developed strategies and oversaw regulatory compliance efforts for a $27 billion assets under management RIA. Claire Marie also served as an Associate Compliance Officer and a Business Systems Analyst, where they led the implementation of various systems and analyzed business processes for improved efficiency.

Before their tenure at Moneta Group, Claire worked at Enterprise Holdings, Inc. as a Compliance Manager - Business Analyst for their Enterprise Car Sales division. Here, they managed compliance operations and provided legal guidance based on established practices. Claire also played a crucial role in the rebranding of the corporation's price sticker to ensure compliance with advertising regulations.

Claire's earlier experience includes working as a License & Title Coordinator at Enterprise Fleet Management, Inc., where they quickly gained responsibilities and excelled in their role. Claire Marie also served as a Senior Law Clerk at Vatterott, Harris, Devine & Kwentus, P.C., conducting legal research and ensuring compliance with relevant laws in civil and municipal matters.

Overall, Claire Marie Gorman has demonstrated their expertise in compliance, regulatory affairs, strategy implementation, and business analysis throughout their career.

Claire Marie Gorman has a J.D. degree from St. Thomas University Benjamin L. Crump College of Law. Prior to that, they completed their undergraduate education at the University of Central Missouri, where they earned a B.S. degree in Political Science with a minor in Theatre. In terms of certifications, Claire obtained the designation of Certified Professional in Financial Services from the Association of Finance & Insurance Professionals in October 2015. Additionally, they are an attorney who was certified by The Missouri Bar in April 2010.

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Timeline

  • Chief Compliance Officer

    January, 2022 - present