Lesley F. Burton

Compliance Officer at Hilltop Securities

Lesley F. Burton has a diversified work experience in various roles and companies.

Lesley started their most recent position as a Compliance Officer at Hilltop Securities Inc. in June 2021. Prior to this, they worked at TIB-The Independent BankersBank for almost nine years as a First VP, Investments Compliance Officer from December 2012 to June 2021.

Before joining TIB-The Independent BankersBank, Lesley worked at Charles Schwab as a Customer Service Specialist from October 2009 to 2012. Lesley F. also briefly worked at Oppenheimer & Co. Inc. as a Registered Client Services Associate from February 2009 to October 2009.

Lesley's early work experience includes a role as a Senior Administrative Officer at Wachovia Corp from January 2005 to March 2009.

Throughout their career, Lesley has developed expertise in compliance, investments, customer service, and administrative support.

Lesley F. Burton completed their Bachelor of Arts degree in Public Relations & Professional Writing from Purdue University, where they studied from 1990 to 1995. Following their undergraduate studies, they pursued a Master of Business Administration degree with a focus on Marketing from Pace University - Lubin School of Business. Lesley F. attended Pace University from 1995 to 2001. Additionally, Lesley F. Burton holds additional certifications in finance, including the Series 24, Series 52, Series 53, and Series 7 from FINRA. The exact dates of obtaining these certifications are not provided.

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Timeline

  • Compliance Officer

    June, 2021 - present

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