GM

Gemini Modi

Compliance Manager at HomeServe

Gemini Modi is currently serving as Compliance Manager at HomeServe UK since February 2024. Previously, Gemini held multiple roles at BHSF from May 2018 to February 2024, including Head of Compliance and Compliance Manager, with responsibilities encompassing regulatory monitoring, sales process assessment, and compliance project management. Prior experience includes a Compliance Specialist position at Leeds Building Society, a Compliance Advisor role at The Bank of New York Mellon, and a Compliance Manager role at Prudential Financial, where responsibilities included marketing material review and compliance training. Earlier in the career, Gemini worked as a Compliance and Risk Consultant at National Australia Bank. Gemini holds a Master of Laws (LLM) in Banking and Finance Law from UCL and a Diploma in Investment Compliance from The Chartered Institute for Securities & Investment.

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