Prof.pgdip Paul Tate - Fica (GRC)

Paul Tate has a diverse and extensive work experience in the financial industry. Paul has held various roles in different companies.

Starting in 2011, they worked as an Equity Trader at African Gateway (SA Stock Brokers) for a few months before transitioning to become a Financial Advisor at Liberty Group South Africa until 2015.

In 2015, Paul joined Holborn Assets LLC as a Senior Associate, where they focused on developing and expanding the client base for holistic financial planning in the UAE.

Paul then worked as a Financial Technology Consultant for a period of time as a self-employed individual, where they specialized in consulting and developing robo advisor products for the Middle East. Paul also provided insights into licensing requirements and developed solutions for complex regulatory and structural problems.

In 2017, Paul joined Credence International as a Fintech Advisor, where they contributed to creating a unique private client proposition through financial advice, investment management, and corporate services. Paul also assumed the role of Head of Projects and MLRO, where they researched and developed new business opportunities and digital migration projects.

Since 2019, Paul has been working at Hoxton Capital Management, initially as the Director of Operations and Compliance and later transitioning to the role of Director of Compliance.

Throughout their career, Paul has demonstrated a strong understanding of global regulatory frameworks, extensive experience in project management, and a focus on delivering high-quality services to clients.

Paul Tate completed their education and certification in the following chronological order:

- From 2018 to 2019, Paul attended The Chartered Institute for Securities & Investment (The CISI) to study Global Financial Compliance.

- In 2011, Paul obtained the RPE degree from the South African Institute of Financial Markets in JSE Registered Securities Trading.

- Between 2009 and 2010, Paul pursued a Bcom Honours degree in Financial Management at the University of Pretoria/Universiteit van Pretoria.

- From 2006 to 2008, Paul completed a Bcom degree in Investment Management at the University of Pretoria/Universiteit van Pretoria.

- In 2004, Paul obtained a Matric degree in Mathematics and Computer Science from St Albans College.

In addition to their educational background, Paul also possesses the following certifications:

- In December 2022, Paul became a Certified Practitioner and obtained ICA Fellow Membership from the International Compliance Association.

- In May 2018, Paul obtained an ACSI certification from the Chartered Institute for Securities & Investment.

- In June 2013, Paul successfully passed the FSB Registered Persons Exam administered by the Financial Services Board.