Caroline G. Kulik

Senior Manager, Team Lead, Global Markets Compliance And Risk Assurance at HSBC Canada

Caroline G. Kulik has a significant amount of experience in the financial industry, with their most recent position being Senior Manager and Team Lead in Global Markets Compliance and Risk Assurance at HSBC. Caroline G. also had a similar role at Aston Carter. Prior to that, they worked as a Senior Management Consultant at Heitmeyer Consulting for a short period of time. Caroline has held various roles at prestigious institutions such as Goldman Sachs and Deutsche Bank, where they served as a Vice President and Senior Consultant respectively. Caroline G. has also worked at INTL FCStone Inc. as the Chief Compliance Officer for a U.S. Swap Dealer. Furthermore, Caroline has extensive experience in business and operations management, having served as the Business Manager/COO of Global Fixed Income & Rates at RBS Greenwich Capital for over a decade. Caroline G. began their career at Chemical Bank as a Vice President.

Caroline G. Kulik has a Bachelor of Arts degree from Fordham University. Caroline G. also has a background in Sociology and Economics from the same university. Additionally, Caroline has obtained certifications in FINRA Series 7 and 24 from the Financial Industry Regulatory Authority (FINRA).

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Timeline

  • Senior Manager, Team Lead, Global Markets Compliance And Risk Assurance

    April, 2023 - present

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