John M. Koth, CAMS, serves as the FINOP and Advisory Compliance Manager at Osaic Institutions since October 2014, where investment and insurance products are offered. With extensive experience in compliance roles, John Koth previously owned Koth Compliance Consulting, providing compliance services to broker-dealers and investment advisors until June 2022. Additional positions include Chief Compliance Officer at multiple firms such as Anderson & Strudwick, Hivetrader, LLC, Davenport & Company LLC, Catholic Financial Life, and USA Wealth Management, alongside an operations and compliance role at Prudential Financial. John Koth's career began in compliance at National City Bank, and John M. holds a BBA in Business Management from Evangel University, earned in 1988.
Sign up to view 17 direct reports
Get started