Joseph Gunnar & Co., LLC was founded in 1997 is a full service broker-dealer dedicated to assisting investors achieve their financial goals by providing a full array of investment products & vehicles to private and corporate clients. Our firm's capabilities include a full suite of investment banking, corporate finance, institutional & retail sales and trading and equity research services. 

We are committed to assisting our valued private clients achieve their financial goals ranging from generating wealth accumulation, funding a college education, planning for retirement, and creating shareholder value.

Our product and service offerings provide our private and corporate clients a competitive advantage. As a result of years of relationship building, our private clients have access to investment opportunities not readily available at our larger competitors. Our boutique approach to our corporate clients provides for a value-added component to basic financings not typically experienced at bigger firms.

Our Investment Banking division can address a broad spectrum of corporate strategy needs such as mergers & acquisitions and business development initiatives.

Our Equity Capital Markets team is dedicated to equity transactions including Initial Public Offerings (IPOs), Follow-On Offerings (FPO’s), Private Investment in Public Equities (PIPEs) and Special Purpose Acquisition Companies (SPACs). Our team has access to over 10,000 institutions of all sizes throughout the U.S., Europe, Israel, Asia and South America.

Our affiliate, Buttonwood Group Advisors, manages a family of Private Investment Funds that provide retail and institutional investors access to investments in rapid-growth, pre-IPO companies.

Joseph Gunnar & Co., LLC is a registered broker-dealer and member of Financial Industry Regulatory Authority (FINRA) and Securities Insurance Protection Corporation (SIPC).

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Investment Management

Joseph Gunnar & Co., LLC

Joseph Gunnar & Co., LLC's headquarters in Uniondale, NY, United States

Joseph A. Alagna

Peter Serra

Joshua Mann

James Hopkins

Kamron Moshfeghi

Kristina Brodziak

William Hodge

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Joseph Gunnar & Co., LLC

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