BC

Beatrice Cheah

Director Of Compliance at Joseph Gunnar & Co., LLC

Beatrice Cheah has extensive experience in the field of compliance and regulatory management. Beatrice is currently working as the Director of Compliance at Joseph Gunnar & Co., LLC since May 2022. Prior to this, they served as a Compliance Officer at ThinkEquity LLC from September 2021 to May 2022. Beatrice also held the position of Compliance Director at Joseph Gunnar & Co., LLC from July 2012 to September 2021. In addition, they worked as a Supervisory Principal at Aegis Capital Corp. from November 2011 to June 2012. Earlier in their career, they held various compliance roles at Avalon Partners, Inc. and Rockwell Financial Group.

Beatrice Cheah obtained their Bachelor of Arts degree in Economics Finance from the State University of New York at Plattsburgh between the years 2000 and 2003.

Links

Timeline

  • Director Of Compliance

    May, 2022 - present

  • Compliance Director

    July, 2012