Adam James

Adam James is a seasoned finance professional with extensive experience in the securities industry, currently serving as the Director of Securities at Kaplan Professional since February 2013. In addition to managing product lines and writing educational materials for various securities examinations, Adam also holds the position of President at Adam James Financial since November 2020. Previously, Adam contributed significant expertise as Chief Financial Officer and Deputy Chief Compliance Officer at Global Emerging Capital Group, LLC, emphasizing regulatory compliance and internal controls. With roles spanning from financial and operations principal to equity trader and trading specialist, Adam has developed a strong skill set in financial reporting, trading execution, and compliance training. Adam holds a Bachelor of Science in Economics from Brigham Young University and a Master of Science in Accounting from California State University-Sacramento.