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Wendy Phillis

Chief Risk Officer at Link Group

Wendy Phillis is the Chief Risk Officer at Link Group. Wendy has over 25 years of experience in risk management and compliance.

Wendy started their career at RBC Investor & Treasury Services where they were the Managing Director, Governance and Regulatory Solutions. In this role, Wendy was responsible for managing the first line of defence on regulatory change for RBC's asset servicing business.

Wendy then moved to ICAP where they were the Group Chief Risk and Compliance Officer. In this role, Wendy was responsible for leading ICAP’s risk management and compliance functions globally across all divisions: voice broking, electronic broking, and post-trade risk mitigation services. Wendy was also responsible for establishing and communicating ICAP’s risk management vision, strategy and operating model; building a sector-leading risk management team and gaining confidence of regulator in ICAP’s risk function.

In 2017, Wendy was appointed as the Group Chief Risk Officer for TP ICAP following the sale of ICAP’s voice broking division to Tullett Prebon.

Wendy Phillis is a highly experienced risk management professional with a proven track record in developing and implementing risk management frameworks, policies and procedures.

Wendy Phillis has a type 7 Diploma in Board Leadership and Governance from FT Non Executive Director Diploma, an MBA from Simmons University, and a BS in Physics from Dartmouth College. Wendy also has certification from FT Non-Executive Director Diploma in Pearson SRF BTEC Level 7 Advanced Professional Diploma.

Wendy Phillis reports to John Mcmurtrie, Executive Director, Managing Director. They work with Andrew Maclachlan - CFO, Paul Gardiner - CTO, and Dee Mcgrath - CEO, Retirement & Superannuation Solutions.

Timeline

  • Chief Risk Officer

    Current role

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