Adam Baker

Adam Baker has over 15 years of experience in the financial services industry, currently serving as Senior Vice President of Advertising Compliance at LPL Financial since September 2014. Prior roles at LPL Financial include Vice President and Assistant Vice President positions focused on marketing regulatory review and client reporting. Prior to LPL Financial, Adam worked at TradeKing as a Product Manager and in various roles related to brokerage operations and risk analysis. Adam began their career as a Financial Advisor at Edward Jones and also gained experience as an Air Transportation Manager in the United States Air Force. Adam holds a Bachelor's Degree in Business Finance from Liberty University and an Associate’s Degree in Air Transportation from the Community College of the Air Force.