LPL Financial
Adam Baker has over 15 years of experience in the financial services industry, currently serving as Senior Vice President of Advertising Compliance at LPL Financial since September 2014. Prior roles at LPL Financial include Vice President and Assistant Vice President positions focused on marketing regulatory review and client reporting. Prior to LPL Financial, Adam worked at TradeKing as a Product Manager and in various roles related to brokerage operations and risk analysis. Adam began their career as a Financial Advisor at Edward Jones and also gained experience as an Air Transportation Manager in the United States Air Force. Adam holds a Bachelor's Degree in Business Finance from Liberty University and an Associate’s Degree in Air Transportation from the Community College of the Air Force.
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LPL Financial
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LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.