Charlotte Jones

Charlotte Jones is an experienced compliance analyst with a demonstrated history in the financial services industry, currently working at LPL Financial since June 2014. In this role, Charlotte researches complex situations, sets customer expectations, and communicates industry policies to associates and registered representatives. Previous positions include lead sales associate at LPL Financial, executive assistant at Belmont Capital Advisors, and several roles at Bank of America, where responsibilities ranged from operational support to client account management. Charlotte possesses extensive expertise in compliance, client relations, and administrative support, consistently ensuring adherence to regulatory standards and enhancing operational efficiency.