Michael Mattera has over 25 years of experience in the financial services industry, currently serving as AVP of Compliance Surveillance at LPL Financial since May 2005, where responsibility includes managing two Surveillance teams and overseeing 16 Surveillance Analysts. Previously, Michael held roles at UVEST Financial Services, including Senior Compliance Analyst and Compliance Specialist, addressing regulatory inquiries and ensuring compliance in trading activities. Earlier experiences include positions at Harrisdirect LLC, managing corporate actions and customer trades, as well as leadership roles in customer service and banquet management. Michael holds a degree in Business Administration with a concentration in Finance from the University of North Carolina at Charlotte.
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