MacKay Shields LLC
Rene Bustamante is an experienced professional in regulatory compliance and management. Currently serving as Executive Managing Director and Chief Administrative Officer at MacKay Shields LLC since April 2004, as well as Senior Managing Director and Chief Compliance Officer, Rene oversees the firm's compliance program, ensuring adherence to federal and international securities regulations. Prior roles include Vice President and Compliance Manager at HSBC Bank, where Rene developed and monitored compliance policies for the International Private Bank and Investment Advisory Group, and Principal Consultant in the Regulatory Compliance Consulting Group at PricewaterhouseCoopers, conducting mock SEC exams and compliance assessments. Rene holds a Bachelor of Arts degree in Finance from the University of Notre Dame.