Holly Cavalier

Chief Compliance Officer & Managing Director at MAI Capital Management

Holly is the Chief Compliance Officer (CCO) at MAI bringing over 20 years of compliance experience to the firm. Prior to joining MAI in 2019, Holly spent six years as the CCO at The Townsend Group. Preceding Townsend, she worked in Compliance for Victory Capital Management for 15 years, with the last two years as their Chief Compliance Officer. Holly received her BS in Economics from The Ohio State University and her MBA from Baldwin Wallace College. She founded and leads the Cleveland Compliance Officer’s Network (C-CON), a local compliance networking group for compliance professionals. She is also a member of The National Society of Compliance Professionals, Inc. (NSCP).

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Timeline

  • Chief Compliance Officer & Managing Director

    Current role

  • Chief Compliance Officer

    December, 2019

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