The Operations & Compliance team at MD Financial Management ensures the seamless execution and regulatory compliance of financial services and products. This team manages vendor contracts, upholds privacy standards, oversees pension operations, provides compliance advisories, supports IFA operations, ensures quality in digital channels, and conducts compliance audits and investigations. They are critical in maintaining operational efficiency and adherence to legal and industry standards.
Carole Gauthier
Release Management Manager
David Barclay
Privacy Manager
Dylan Fabian
Manager, Vendor And Contract M...
Glenn Bowman
Director, Pension Operations A...
Jill Taylor
Manager, Quality & Practice, D...
Martin Shannon
Senior Manager, Compliance Adv...
Matthew Lebaron
Lead, IFA Operations
Robert Rae Cpa
Manager Compliance Audits And ...
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