Samantha S.

Chief Compliance Officer at neon money club

Samantha S. has extensive experience in the finance industry, with a focus on compliance. Samantha is currently the Chief Executive Officer and Chief Compliance Officer at Neon Money LLC since May 2023. Prior to this, Samantha served as the Chief Compliance Officer at neon money club in December 2021. Samantha also held the same role at EFG Capital International Corp., EFG Asset Management, and BETA CAPITAL SECURITIES, LLC. Samantha has previous experience at UBS as the Director, KYC Manager Team Lead from 2016 to 2019 and as a Senior Compliance Officer from 2012 to 2015. Samantha was also a Senior Associate at KPMG US in 2015 and an Assistant Compliance Manager at AXA US from 2010 to 2011. Samantha began their career as an Internal Wholesaler at AXA Distributors, LLC from 2008 to 2010.

Samantha S. began their education history by obtaining a Bachelor of Art degree in Political Science/Pre-Law at Stony Brook University from 2000 to 2004. Following this, they attended Vermont Law and Graduate School from 2005 to 2008, where they earned a Doctor of Law (JD) degree with a focus on Law.

In 2006, Samantha S. participated in the University of Trento - Faculty of Law, where they studied International Business, Trade, and Tax Law for the duration of the year. During that same year, they also had the opportunity to study abroad in the London Law Program at Notre Dame Law School.

Additionally, in 2007, they briefly attended Southwestern Law School with a focus on Entertainment; however, no degree completion is specified for this period.

Based on the provided information, Samantha S.'s education history indicates a strong commitment to the legal field and an interest in international and entertainment law.

Links

Previous companies

UBS logo

Org chart

Sign up to view 0 direct reports

Get started


Teams

This person is not in any teams