Nomura
Seema Keswani is an experienced professional in the field of compliance and risk management, currently working as the Electronic and Voice Communications Surveillance Manager at Nomura since February 2015. Prior to this role, Seema held positions in compliance monitoring at J.P. Morgan Asset Management and as a Compliance Testing Officer at Citi, where responsibilities included conducting compliance reviews, performing regulatory risk analysis, and providing consultancy on control issues. Seema's earlier experience includes quality and risk management at Ernst & Young and banking process management at Citigroup Global Services. Seema holds a BA Hons in English Literature, Accounting, and Economics from Stella Maris College, obtained between 2001 and 2004.
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Nomura
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Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.