Joseph Anderson

Joseph Anderson, CAMS, CLU®, ChFC®, CASL®, has extensive experience in the financial industry. Joseph is currently the Chief Compliance Officer at North Capital, a role they have held since November 2023. Prior to that, they served as the Managing Director and Compliance Officer at the same company from August 2020 to November 2023.

Before joining North Capital, Joseph worked at Independence Planning Group as the Agency Control Officer from November 2010 to January 2020. In this role, they conducted suitability reviews on securities and advisory business, performed branch office reviews, and conducted agent interviews.

From September 2006 to January 2010, Joseph worked at MetLife as the Manager of Operations. Joseph served as the primary on-site registered principal for their financial sales office and reviewed all new business for suitability.

Joseph's career also includes roles at New England Financial, Concentrated Focus Advisors, and American Express Financial Advisors. At New England Financial, they were a Registered Principal responsible for supporting and supervising OSJ activities. At Concentrated Focus Advisors, Joseph served as a Financial Advisor and practice manager, providing financial advice to professional and small business clients. At American Express Financial Advisors, they worked as a Financial Advisor, assisting clients with asset allocation analysis and conducting sales presentations.

Overall, Joseph Anderson has a diverse background in compliance, supervision, and financial advisory roles within the financial industry.

Joseph Anderson, CAMS, CLU®, ChFC®, CASL® attended Harvard University from 1995 to 1999. Joseph has obtained various certifications throughout their career, including the Certified Anti-Money Laundering Specialist (CAMS) from ACAMS in 2021, the Chartered Life Underwriter (CLU®) from The American College of Financial Services in 2020, the Chartered Financial Consultant (ChFC®) from The American College of Financial Services in 2016, and the Chartered Advisor for Senior Living (CASL®) from The American College of Financial Services in 2010. Joseph Anderson also holds several FINRA certifications, including Series 4, 53, 24, 66, and 7, obtained between 2003 and 2008.