North Capital group includes a financial technology company, registered broker-dealer, and registered investment advisor. North Capital provides comprehensive solutions to transact private and exempt public securities, including tokenized securities, supporting issuers, funding platforms, and financial intermediaries.

Finance

North Capital

Jim Dowd

Joseph Anderson

Bridgot Souilliard-Basile

Nikki Gilbreth

Dan Watson

Linsey Harkness

Michael T. Weaver

Richard Nelson

Shawn Crouse

Anton Prakash

Siggy Tomasetti

Sara Judd

The Legal and Compliance Team at North Capital ensures that all operations adhere to relevant laws and regulations governing financial transactions and investment activities. They provide guidance on legal matters, oversee compliance with securities regulations, and implement policies to minimize legal risks, thereby safeguarding the integrity and reputation of the company.

Legal and Compliance Team

Leadership Team

Finance and Accounting

Research and Development

Legal and Compliance Team

About

Team members

Other teams at North Capital

Leadership Team

Finance and Accounting

Research and Development