Nicole Lund

Sr Director - Compliance Strategy & Execution at Northwestern Mutual

Nicole Lund possesses extensive experience in compliance strategy and execution, currently serving as Sr Director at Northwestern Mutual since July 2005. In this role, accountability includes the development and execution of compliance business strategies, along with overseeing compliance training programs and regulatory change adoption for home office professionals. Previously, Nicole held positions such as Senior Director of Enterprise Compliance, focusing on field inspection programs and compliance training, and Assistant Director of Compliance Oversight & Review. Earlier career experience at Northwestern Mutual Investment Services included roles as a Compliance Consultant and Investment Operations Service Representative. Nicole Lund earned a Bachelor of Business Administration in Finance from the University of Wisconsin-Milwaukee.

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