Sara Harman

Ms Harman has been in the banking, finance and stockbroking industries for over 25 years and is a Responsible Officer for the Novus Group, Sara started her career with Merrill Lynch and later moved to Citicorp as an Institutional Adviser where she was responsible for running Australian equites for Citicorp’s London office.

Sara has built a significant advisory role with select industry groups including leading banking organizations on practical issues ranging from the day to day components of stockbroking to the interpretation of specific rules and regulations that apply to the industry.

A significant component of her core business and industry activity has been to undertake complex briefings with executive management teams on compliance issues and procedures, issues and obligations surrounding staff training, dealing procedures and account management issues such as discretionary accounts.

In her role as Responsible Officer for Novus Capital, Sara is directly responsible for significant day-to-day business decisions about the ongoing provision of financial services by Novus and its Investment Advisers. Sara also coordinates the required training required for advisers to keep up with industry standards.

Sara is a Senior Lecturer for Kaplan and lectures and consults to the ASX and various companies, conducting full day courses on a wide range of investment topics and compliance issues. Sara has worked actively in delivering education and financial services training on behalf of Finsia for the last 20 years. Sara is also RG 146 Accredited.