The Compliance Team at ONE ensures that the company adheres to all relevant financial regulations and internal policies. They manage risk, oversee compliance controls, governance, monitoring, and testing, and handle customer complaints. Additionally, they ensure adherence to BSA/AML & sanctions compliance requirements.
Alaina Hilton, CRCMP
Compliance
Anthony Garcia
Complaints Manager
Brianna Byrd
BSA/AML Compliance
Kaitlin Card
Compliance Officer
Karen Peri, CRCM
Compliance Officer, Monitoring...
Megan Levine, CRCM, ...
Compliance Controls
Mike Dai
BSA/AML & Sanctions Compliance
Sarah Reed Gibbon
Compliance Governance Lead
Swati Karandikar
Deputy Chief Compliance Office...